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Rule 302
Limited
In-House Corporate Counsel License
(a) General Rule. Every attorney not a member of the bar of this
Commonwealth, who is employed by and performs legal services in this
Commonwealth for a corporation, company, partnership, association or
other non-governmental business entity, shall obtain a Limited
In-House Corporate Counsel License in order to provide such services
if such services are performed in this Commonwealth on more than a
temporary basis by the attorney or if the attorney maintains an
office or other systematic and continuous presence in this
Commonwealth.
(b) Scope of Legal Activities. Attorneys issued a Limited In-House
Corporate Counsel License may provide advice or legal services to
the employer named in the application subject to the following
qualifications:
(1) The legal services provided to the employer shall be limited to:
(a) giving legal advice to the directors, officers, employees, and
agents of the business organization with respect to its
business
affairs;
(b) negotiating and documenting all matters for the business
organization;
(c) representing the business organization in its dealings with any
administrative agency or commission if authorized by the rules of
the agency or commission.
(2) In providing legal services, attorneys practicing under a Limited
In-House Corporate Counsel License shall not:
(a) represent their employer in any case or matter pending before the
courts of this Commonwealth, unless they have been admitted pro hac
vice;
(b) represent or give advice to any shareholder, owner, partner,
officer, employee or other agent with respect to any personal matter
or transaction;
(c) offer legal services or advice to any third party having dealings
with the attorney’s employer; or
(d) offer legal services or advice to the public or hold themselves out
as authorized to offer legal services or advice to the public.
(3) Notwithstanding the fact that the practice of law by a lawyer
licensed under this rule is limited to the practice of law for the
employer furnishing the statement required by this rule, a lawyer
licensed under this rule may participate in the provision of pro
bono services offered under the auspices of organized legal aid
societies or state/local bar association projects, or provided under
the supervision of an attorney licensed to practice law in
Pennsylvania who is also working on the pro bono representation.
(c)
Application. An applicant for a Limited In-House Corporate Counsel
License shall file with the board a written
application, in the form
of a verified statement on the form prescribed by the board, setting
forth those matters which the board deems necessary, and pay an
application fee fixed by the board. The application shall be
processed in accordance with the provisions of Rules 212 through
231.
(d) Requirements. The general requirements for issuance of a Limited
In-House Corporate Counsel License are:
(1) Completion of the study of law at and receipt without exception of
an earned Bachelor of Laws or Juris Doctor degree from a law school;
(2) Admission to practice law in another state, territory of the United
States or the District of Columbia on active status at the time of
filing the application;
(3) Absence of prior conduct by the applicant which in the opinion of
the board indicates character and general qualifications (other than
scholastic) incompatible with the standards expected to be observed
by members of the bar of this Commonwealth;
(4) Presentation of a certificate of good standing from the highest
court or the agency having jurisdiction over admission to the bar
and the practice of law in every jurisdiction in which the applicant
has been admitted to practice law, stating that the applicant is in
good professional standing at the bar of such court or such state.
An applicant who is disbarred or suspended for disciplinary reasons
from the practice of law in another jurisdiction at the time of
filing an
application shall not be eligible for a Limited In-House
Corporate Counsel License;
(5) Presentation of a sworn statement by the applicant certifying that
he/she will perform legal services in this Commonwealth solely for
the employer identified in the application, and that such employer’s
lawful business consists of activities other than the practice of
law or the provision of legal services;
(6) Presentation of a statement signed by an officer, director or
general counsel of the applicant’s employer stating that the
applicant is an employee for such employer and performs legal
services in this Commonwealth for such employer.
(e) Duration. The Limited In-House Corporate Counsel License shall
expire if:
(1) such attorney is admitted to the bar of this Commonwealth under any
other rule,
(2) fails to fulfill the obligations required of active members of the
bar of this Commonwealth,
(3) is suspended or disbarred from the practice of law in another
jurisdiction,
(4) fails to maintain active status for admission to the practice of law
in at least one state, territory of the United States or the
District of Columbia; or
(5) such attorney ceases to be employed by the employer listed on such
attorney’s application; provided, however, that if such attorney,
within 30 days of ceasing to be an employee for the employer listed
on such attorney’s application, becomes employed by another employer
within this Commonwealth for which such attorney shall perform legal
services, such attorney may apply for a new certificate recommending
the issuance of a Limited In-House Corporate Counsel License under
this Rule by filing with the board, within 30 days of commencing the
new employment, a statement identifying his or her new employer, and
the date on which his prior employment ceased and his new employment
commenced, and submitting the documents required by sections (d)(5)
and
(6) of this rule with respect to the new employer.
(f) Issuance of License. At any time within six months of the receipt of
a certificate from the board recommending the issuance of a Limited
In-House Corporate Counsel License, an applicant may file a motion
with the Prothonotary, on a form prescribed by the board for
issuance of a Limited In-House Corporate Counsel License. The motion
shall be accompanied by the certificate from the board recommending
issuance of the license and the fee required by the Prothonotary.
Upon receipt of the appropriate documents and fee, the Prothonotary
shall enter the name of the applicant upon the docket of persons
issued a Limited In-House Corporate Counsel License, notify the
Administrative Office of the issuance of a limited license to such
attorney and issue an engrossed Limited In-House Corporate Counsel
License under seal.
(g) Status. When a license is required under this rule for the
performance of legal services in this Commonwealth solely for an
attorney’s employer, the performance of such services by the
attorney shall be considered to be the active engagement in the
practice of law for all purposes and shall subject the attorney to
all duties and obligations of active members of the Pennsylvania bar
including, but not limited to the Rules of Professional Conduct, the
Rules of Disciplinary Enforcement and the Rules of Continuing Legal
Education. Prior to the effective date of this rule, when an
attorney performed legal services in this Commonwealth solely as an
employee of a business organization, whose business consisted of
activities other than the practice of law or the provision of legal
services, the rendering of such legal services shall be deemed for
all purposes to have been the authorized active engagement in the
practice of law in this Commonwealth, if such attorney, at the time
of the performance of such legal services met the requirements set
forth in sections (d) (1),
(2), (3) and
(4) of this rule.
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